Federal Securities Exchange Act of 1934

ebook ∣ Volume 1 · Federal Securities Exchange Act of 1934 (1)

By A. A. Sommer

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Format

ebook

Series

Federal Securities Exchange Act of 1934 (1)

Author

A. A. Sommer

Publisher

LexisNexis

Release

29 January 2025

Share

Subjects

Federal Securities Law Deskbook

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Comprehensive treatise on the Securities Exchange Act of 1934.

  • The organization of the SEC
  • 1934 Act registration and reporting requirements, Integrated Disclosure, proxy rules and proxy contests, insider trading and short-swing trading
  • Registration and regulation of securities markets, broker-dealers, transfer agents, clearing agencies
  • SEC enforcement actions, private civil liabilities

    This set is an ideal companion to a related treatise the Federal Securities Act of 1933 (2 volumes), and our Securities Primary Law Sourcebook (5 volumes), which contains essential primary source related to both the Securities Act of 1933 and the Securities Exchange Act of 1934, materials under the Securities Investor Protection Act and the Trust Indenture Act, SEC and NASD Rules, and selected recent SEC Releases.

    First published in 1971.

    2 Volumes; updated with revisions.

    View Chapter Excerpt

    Featured Federal Securities Law Publications

    • Format

    ebook

    Series

    Federal Securities Exchange Act of 1934 (1)

    Author

    A. A. Sommer

    Publisher

    LexisNexis

    Release

    29 January 2025

    Share

    Subjects

    Federal Securities Law Deskbook
    Federal Securities Exchange Act of 1934