Blue Sky Regulation

ebook Volume 2 · Blue Sky Regulation (2)

By Robert N. Rapp

cover image of Blue Sky Regulation

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Blue Sky Regulation supplies definitive coverage of all legal and strategic issues central to state securities practice, including a fully comprehensive analysis on the basics of securities offerings under state law, as well as specific focus on the regulatory and enforcement schemes in each state. Topics include:

  • Offer & Sale, Registrations & Exemptions

  • Merit Regulation

  • Regulation of Broker-Dealers, Investment Advisers and Associated Persons

  • Blue Sky Laws and the Internet

  • Fraudulent Practices

  • Administration and Enforcement of Blue Sky Law

  • Practice and Procedure of Blue Sky Law

  • Franchise and Business Opportunities

  • Regulation of Small Business Capital

    In addition, Blue Sky Regulation now includes a unique set of 50 State Guides, plus Guides for Washington D.C., Guam, Puerto Rico and American Samoa that provide topical summaries of statutory provisions coupled with the author's commentary. The State Guides provide insightful analysis of key differences between the particular state's securities laws and the federal securities laws, and also track current enforcement topics in each state. They also provide citations to all relevant state statutes and necessary securities forms. In addition, Blue Sky Regulation includes the full text of all the Uniform Securities Acts and Uniform Forms, and selected NASAA Statements of Policy.

  • Blue Sky Regulation