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The first of its kind in the Canadian market, this new publication offers a unique and valuable perspective on the law governing investment advisors in Canada. From the legal and regulatory frameworks to the sometimes-complex relationship between investment advisors and their clients, The Law Relating to Investment Advisors examines this multifaceted and constantly evolving area of practice.
What's Inside
Written by two industry experts, this book provides a comprehensive look at the law that applies to investment advisors in the common law provinces of Canada, and covers three separate spheres: the relationship between the advisor and his or her regulator, the relationship between the advisor and his or her client, and the relationship between the advisor and his or her employer. Readers of The Law Relating to Investment Advisors will benefit from the detailed examination of Canadian common law cases that have dealt with the subject and helped shape it.
In particular, this volume includes:
A Useful Resource
The Law Relating to Investment Advisors would be a valuable addition to the bookshelf of anyone involved in the investment industry, as well as those who represent them, including:
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