What's New in the 19th Edition

• Amendments to NI 14-101 Definitions, in force September 13, 2023
• New BC Policy 15-604 Whistleblower Program and BC Notice 15-701 Credit for Cooperation in Enforcement Matters, effective November 7, 2023
• New CSA Staff Notice 21-333 Crypto Asset Trading Platforms: Terms and Conditions for Trading Value-Referenced Crypto Assets with Clients, issued October 5, 2023
• New CSA/CIRO Staff Notice 23-332 Summary of Comments and Responses to CSA/IIROC Staff Notice 23-329 Short Selling in Canada, issued November 16, 2023
• New CRA/CIRO Staff Notice 31-363 Client Focused Reforms: Review of Registrants' Conflicts of Interest Practices and Additional Guidance, issued August 3, 2023
• Revised CSA Staff Notice 81-334 ESG-Related Investment Fund Disclosure, issued March 7, 2024
• New CSA Staff Notice 81-336 Guidance on Crypto Asset Investment Funds that are Reporting Issuers,

  issued July 6, 2023

• New CSA Multilateral Staff Notice 81-337 Targeted Continuous Disclosure Review and Guidance for Independent Review Committees for Investment Funds, issued March 21, 2024

Annotations by:

McCarthy Tétrault

Editors:

David Frost, B.A., LL.B., Pavan Jawanda, B.B.A., LL.B., and Glynnis Morgan, B.A., M.A., J.D.

Founding Editor 2nd to 11th Editions:

Tim McCafferty, B.Sc. (Hons.), M.A.Sc., LL.B., C.F.A., ICD.D

Case Law Contributors:

Andrew Matheson, B.A., LL.B., LL.M.

Sean D. Sadler, B.A., LL.B., LL.M.

Benjamin Silver, B.A., LL.B.

René R. Sorell, B.A., M.A., LL.B.

Kyle Riddell, LL.B, PG Dip.