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In addition to assessing the risks facing the mutual fund industry, the Mutual Fund Litigation and Insurance Practice Guide informs industry participants about key insurance products and approaches that help mitigate those risks.
This publication alerts mutual fund industry participants to the risks facing the industry as a result of increased regulatory enforcement and civil litigation and informs them about key insurance products and approaches that help mitigate those risks.
The Mutual Fund Litigation and Insurance Practice Guide examines the legal risks faced by the mutual fund industry, the legal bases for potential liability of mutual fund industry participants, the key precedents from important regulatory enforcement actions and civil litigation against the industry, and the critical insurance products and approaches that are available to mitigate these risks. The key topics covered include the following:
Written by acknowledged experts in the mutual funds and insurance fields , this is the is the only comprehensive source that provides critical guidance for evaluating the risks facing mutual fund industry participants and negotiating for, and obtaining, insurance protection against those risks.
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