Securities Enforcement

ebook Counseling & Defense, Volume 2 · Securities Enforcement (1)

By Kenneth B. Winer

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Securities Enforcement: Counseling and Defense is a blend of authoritative analysis and practical insight to defending securities enforcement actions by the SEC, DOJ and other government authorities. Written for attorneys handling securities enforcement matters, it also benefits civil litigators, criminal defense lawyers and corporate counsel. Securities Enforcement: Counseling and Defense analyzes the legal issues, strategies and procedural issues involved in representing clients in the full range of securities enforcement actions, including defending private litigation and criminal investigations. It contains Practice Comments in almost every chapter, and appendices with sample litigation papers, forms, reports, memoranda, selected SEC releases, SEC Rules of Investigation, primary source of relevant securities acts, rules and regulations.

Two volumes.

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Securities Enforcement